AML program effectiveness audit
Independent review of your end-to-end AML program against how Hong Kong fintech supervisors and banking partners expect controls to operate—not how policies read on paper.
We walk your AML governance, risk assessment, CDD, monitoring, sanctions, training, and SAR escalation as they actually run. Fieldwork samples cases, system configurations, and committee minutes, then produces an effectiveness opinion letter, control heat map, and prioritized remediation plan your compliance committee can adopt without rewriting findings into board language.
What you receive
- Written findings your MLRO and commercial leads can share without translation
- Sampling notes tied to the control statements bank partners ask about
- A prioritized remediation list sized to your diligence calendar